Context:

This pattern operates at multiple levels. Each level is a whole which may have subgroups, and each group can have further subgroups, down to the smallest subgroup — one whole person. To effectively move between whole and part, the facilitator should explore and assess when, why and how to work at each level and how to facilitate the transitions and communications between the levels.

Larger / whole groups are most appropriate and contribute best:

• To synthesize and 'burnish' the truths that came out of subgroups
• As a place to hear/draw out representative viewpoints, critical attributes, archetypal responses, underlying patterns, points of intersection, key issues
• As a place to inventory critical issues
• As a place to hear distilled experience, synopses, and representative narratives
• As place to amplify stories, and for ritualized sharing and listening (sacred listening)
• As a forum for framing tasks for smaller subgroups (both rational framing & emotional framing)
• For sensing and naming emerging essences, differences, consensus etc.
• As a social amplifier of issues and ideas coming from sub-groups
• To express the diversity/range of perspectives, and to affirm that others in the larger room are on similar paths, providing the whole group with different perspectives, humility and confirmation

Subgroups are most appropriate and contribute best:

• To allow for sharing and listening to/witnessing individual experience and stories
• As a safe space to share vulnerable things such as emotions, unarticulated and unformulated experiences, etc.
• To ensure each person gets heard more easily and more frequently
• To provide more opportunity for individual participation, so more voices can be carried back to the whole
• To deepen relationships, understanding and trust, so that people can get closer more quickly and easily
• To stay focused on a specific issue
• To achieve greater depth of connection, analysis or ideation than is normally possible in a larger group setting
• On specific tasks (e.g. 1-2-person wordsmithing) that require great concentration and attention to detail

NOTE: Breakouts are somewhat different from subgroups. They serve to concentrate shared attention and are usually informal (not deliberately established or controlled by the facilitator), and may be boundaried differently from subgroups. Alternating between the whole group and breakout activities may happen over time (everyday democracy) or in a single event (world café, open space);  there may be an expectation or need for ongoing interdependence or there may not; they may be between strangers or people who are connected. Facilitators need to be able to appreciate and respect the value and autonomy of breakouts, but not let them disrupt the group process.

Instructions:

The facilitator needs to assess when the group should be meeting as whole, and when to be in small groups (and how many and for how long). Subgroups can each be focused on either serial (e.g. stages in a planned program) or parallel (e.g. alternative approaches to one stage in a program). There can even be benefit in having subgroups deliberately doing duplicative activities, to allow divergence of ideas to emerge.

Going to subgroups may be either pre-planned or ad hoc, and subgroups may be either assigned or self-selecting.

A dramatic viewpoint / event representative, e.g. a visitor or musician, can increase the sense of collective purpose when used in larger group. Then the facilitator can transition that energy into subgroups.

Scaffolding is the structure that guides participants in working together toward their goals. Good scaffolding is very clear and definite about issues like logistics (beginning and end times, writing on flip chart paper, etc) but may be deliberately vague about examples of answers groups should develop so as not to lock them into an overly specific outcome. Scaffolding is like a set of flexible tent poles across which many different kinds of fabric could be stretched but they would all be more or less waterproof.

1) Initializing - getting started

Instructions to form a smaller group out of a whole group will usually include:

• Membership - how many people in each sub-group (could be as few as one), who is in which sub-group - self-selection, facilitator decides, etc.

• Time limits

• Location - if not in the same room as the whole group

• Medium of the "report back" to the whole group (if any) - oral, written, electronic, performance, etc.

• "Soft floor/Open ceiling" -- start with questions/issues everyone can probably answer from their own experience. Build a path from the opening question to more difficult or challenging questions

2) Harvesting the work of subgroups: Valuable work done in small groups can be lost if it is not represented or recorded and integrated back into the experience of the whole group. Losses can occur by skipping readouts to save time or by allowing participants to speak without sufficient scaffolding so that they lose the attention of the whole group. Applying guidelines can enhance the synergy between subgroups and the whole. The whole-group harvesting is enabled by:

• Having something in common (e.g. a single question) that all subgroups respond to

• Having something unique that each subgroup can consider and contribute to the whole

• Selecting spokespersons ahead of time so they can prepare

• Considering having the whole group facilitator interview subgroups in the whole group setting to help place their experience into the context of the whole group

• Displaying the report-backs of subgroups and the whole group synthesis in large, visual formats so that they can be reviewed during the meeting and kept as a permanent record; this communicates that participants are being heard and subgroup work is not being glossed over in the whole group

Cautions & Caveats:

Inexperienced facilitators often under-budget time for specific subgroup tasks, especially if subgroups get fairly large.

Subgroup report-backs can be tiring and unwieldy, especially if the subgroup has not had time to synthesize key points before the allotted subgroup meeting time ends.

Going to and from breakout rooms drains energy from small groups and makes in more likely that people will take ad hoc breaks, phone calls, etc. Where possible, keeping small teams in the same large room as the whole group meeting helps sustain energy and allows for intentional rotation of participants among groups and building ideas by 'borrowing' from each other.

All subgroup participants should at all times know (from clear announcements, handouts, and/or wall graphics) where they are on the agenda/time-line of the day

It's essential that facilitators, when forming subgroups, invite with integrity: Defining the purpose of the subgroups (with room for emergence) respects the energy and attention of participants.

The facilitator should attend to and monitor participants’ energy, which may be sapped or even crash in subgroups.

Individual and cultural preferences for style of activity at different group sizes can vary enormously. Facilitators need to attend to people's sense of belonging, especially when determining a process for selecting groups. Self-selected subgroups may alienate loners and outsiders, while pre-selected subgroups may disrupt allegiances and cause resentment.